GottaLaff, to SEC
@GottaLaff@mastodon.social avatar

The said it had not yet granted approval of spot- ETFs, despite a post on #X/ that appeared from the regulator’s official account —Bloomberg

HistoPol, to SEC
@HistoPol@mastodon.social avatar

(1/n)

"Who Cares About the Real Cost of a $5 Skirt?

An went viral for condoning ’s labor practices. The real problem is much larger

"Some workers,... spend 18 hours a day churning out hundreds of pieces of clothing in exchange for a few cents a . In May, U.S. lawmakers asked the Securities and Exchange Commission 👉[] to crack down on the fast-fashion brand for failing to disclose the possibility of forced labor practices."👈

https://slate.com/business/2023/06/shein-influencer-fast-fashion-hauls.html?via=rss

GottaLaff, to SEC
@GottaLaff@mastodon.social avatar

Securities and Exchange Commission gave its approval Wednesday for some investment companies to offer “spot ” exchange-traded funds.

The regulator’s highly anticipated move is expected to make bitcoin investing more accessible to Main Street investors, without requiring them to own the digital asset directly.

https://cnn.it/3tKxJ8F

PogoWasRight, to SEC
molly0xfff, to Bitcoin
@molly0xfff@hachyderm.io avatar

Just noticed my work was cited in SEC Commissioner Crenshaw's dissenting statement regarding the bitcoin ETF approval 😳

https://sec.gov/news/statement/crenshaw-statement-spot-bitcoin-011023#_ftn16

w7voa, to SEC
@w7voa@journa.host avatar

Letter to from Physicians Committee for Responsible Medicine claims Elon Musk’s comments about primate deaths were misleading and he knew them “to be false." https://www.documentcloud.org/documents/23986937-sec-request-for-investigation-of-neuralink-20230920

MoiraEve, to SEC
@MoiraEve@mastodon.world avatar

Gary Gensler, the chairman of the , has been studying the potential consequences of artificial intelligence for years. He says that will increase the "herding" behavior of market forces that we observed in the Silicon Valley Bank collapse. The other problem is that AI models may put companies’ interests ahead of investors’. SEC proposed a rule that would require platforms to eliminate conflicts of interest in their technology, explained here: https://www.washingtonpost.com/business/2023/07/26/sec-artificial-intelligence/?campaign_id=4&emc=edit_dk_20230807&instance_id=99445&nl=dealbook&regi_id=58979276&segment_id=141330&te=1&user_id=4ddbe5962090475aeb1d4db9fcd61491

Bluegrass_Nomad, to random
@Bluegrass_Nomad@stranger.social avatar

In light of the recent actions, I'd love to actually read a compelling case for why cryptocurrencies should be classified as commodities.

Because from this perspective..... it seems pretty clear cut, fam.

JensHannemann, to kentucky
@JensHannemann@mastodon.online avatar

Any time wins a final four game, a sofa must be sacrificed in a bonfire on State Street.



ChrisBoese, to SEC
@ChrisBoese@newsie.social avatar

I thought stock pump and dump is illegal under . is nothing more than a shell pump and dump.

serpicojam, to kentucky
@serpicojam@mas.to avatar

Anybody watching St. Josephs vs ?

matdevdug, to security
@matdevdug@c.im avatar

I had a super obvious idea. Why don't password managers guard against spoofing by checking whether the hostname they have saved matches the site you are trying to enter the credentials into? I was spoofed a month ago and have been thinking about it since. Does anyone know if that's ever been proposed to a browser?

It's so obvious I assume I'm not the first person to think of it, but I cannot find anything online. Links appreciated.

ai6yr, to SEC
@ai6yr@m.ai6yr.org avatar

Now I'm confused if the SEC was actually hacked or not. Or if it was "fat finger Tuesday".

aimaz, to SEC
@aimaz@mstdn.social avatar

In December rules came into force meaning that companies publicly traded in the US need to disclose “material” incidents. I’ve been curious about the best way to find those filings. Filings are accessible through the SEC website in “EDGAR” and appear as “Item 1.05” on Form 8-K. You can search for 8-K filings with EDGAR but most won’t have Item 1.05. The best I’ve managed is a google query like this site:www.sec.gov “FORM 8-k” “Item 1.05” intitle:XBRL”.

fluffgar, to SEC
@fluffgar@mastodon.online avatar

Who's all going to be at this weekend? (23-24 Sept 2023)

is going to be there. Let's welcome Martin hame.

https://acmecomiccon.squarespace.com/

Decentralize, to TeslaMotors
@Decentralize@dt.gl avatar
dell, to SEC
@dell@journa.host avatar

BREAKING: Federal lawmakers demand an probe into whether Elon Musk committed securities fraud after WIRED stories shed doubt on his claims about the health and wellbeing of 's animal test subjects.

https://www.wired.com/story/elon-musk-nerualink-congress-sec-letter/

wendysiegelman, to SEC
@wendysiegelman@mastodon.social avatar

SEC Charges New York Firm Concord Management and Owner Michael Matlin with Acting as Unregistered Investment Advisers to Billionaire Former Russian Official (Roman Abramovich)

Firm and Owner’s failures to register prevented oversight of more than $7 billion in assets

https://www.sec.gov/news/press-release/2023-186

Complaint

https://www.sec.gov/files/litigation/complaints/2023/comp-pr2023-186.pdf

johnmclear, to SEC
@johnmclear@mastodon.green avatar

https://www.sec.gov/litigation/litreleases/lr-25826

The prosecuted and fined someone that a court ruled owes McLear Ltd ~50M USD.

majorlinux, to CrystalsHashtags
@majorlinux@toot.majorshouse.com avatar

Adobe, why can't I quit you?!

Adobe being investigated by FTC because canceling is too hard - Desk Chair Analysts

https://dcanalysts.net/adobe-being-investigated-by-ftc-because-canceling-is-too-hard/

TechDesk, to SEC
@TechDesk@flipboard.social avatar

Using WhatsApp, Signal and iMessage has left 11 brokerage firms saddled with penalties totaling $549 million. The SEC, a U.S. financial regulator, cited the failure of banks such as Wells Fargo to maintain electronic records of communications between employees.

https://flip.it/qJbdJD

gcluley, to Cybersecurity
@gcluley@mastodon.green avatar

Twitter says, It’s not our fault the SEC’s account got hacked, and Investigation reveals SEC account did not have 2FA enabled. Wuh??

https://grahamcluley.com/twitter-says-its-not-our-fault-the-secs-account-got-hacked/

gpshead, to SEC

The U.S. SEC's twitter account “did not have two-factor authentication enabled”. In 2024. For reals.

w7voa, to SEC
@w7voa@journa.host avatar

US charges Youtuber Richard Heart and three of his entities with conducting unregistered offerings of asset securities that raised $1+ billion and misappropriating millions of dollars of investor funds. https://www.sec.gov/news/press-release/2023-143

Nonilex, to climate
@Nonilex@masto.ai avatar

Why companies are watching & fearing a disclosure rule
The is poised to force companies to disclose their role in the Corporations will have to share key details about their role in driving & the threat that warming poses to their operations under a contentious proposal the SEC approved 3-2 Wednesday over intense opposition.

https://www.washingtonpost.com/climate-environment/2024/03/06/sec-climate-disclosure-rule/

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